James Gansner

CRD 2697166 · Fidelity Brokerage Services LLC · Chesterfield, MO

IA RegisteredBroker

Also appears in the source record as: James Phillip Gansner Jr; James Phillip Gansner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (19): Arizona · Arkansas · California · Colorado · Florida · Illinois · Iowa · Louisiana · Maryland · Michigan · Mississippi · Missouri · New Jersey · New York · North Carolina · Tennessee · Texas · Virginia · Wisconsin
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Chesterfield, MO · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Ballwin, MO · BD capacity

Jun 8, 2020 → present
Fidelity Brokerage Services LLCCurrent
Chesterfield, MO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jun 24, 2020 → Mar 31, 2025
American Century Investment Services Inc.
BD capacity

Jan 22, 2019 → May 19, 2020
American Century Investments Private Client Group, Inc.
IA capacity

Jan 22, 2019 → May 19, 2020
Td Ameritrade, Inc.
BD capacity

Jan 31, 2018 → Jan 17, 2019
Td Ameritrade, Inc.
IA capacity

Jan 31, 2018 → Jan 17, 2019
Td Ameritrade Investment Management, LLC
IA capacity

Jan 31, 2018 → Jan 17, 2019
Scottrade Investment Management
IA capacity

Jan 15, 2015 → Apr 7, 2018
Scottrade, Inc.
BD capacity

Jan 15, 2015 → Feb 26, 2018
Wells Fargo Advisors, LLC
IA capacity

Nov 10, 2014 → Jan 6, 2015
Wells Fargo Advisors, LLC
BD capacity

Sep 26, 2014 → Jan 6, 2015
First Bankers' Banc Securities, Inc
BD capacity

Apr 7, 2009 → Aug 26, 2014

Source & corrections

Where this page comes from

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