Ana Cristina Vergel Gandia-Gordon

CRD 2703801 · Morgan Stanley · Aventura, FL

IA RegisteredBroker

Also appears in the source record as: Ana C Vergel; Ana Cristina Vergel; Ana Cristina Vergel-Gandia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (17): California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Massachusetts · New Jersey · New York · Ohio · Pennsylvania · Texas · Virgin Islands · Virginia · Washington · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Aventura, FL · IA capacity

Sep 13, 2019 → present
Wells Fargo Clearing Services, LLC
IA capacity

Feb 2, 2005 → Oct 4, 2019
Wells Fargo Clearing Services, LLC
BD capacity

Jan 12, 2005 → Oct 4, 2019
Ubs International Inc.
BD capacity

Jun 3, 2002 → Jan 10, 2005
Ubs International Inc.
IA capacity

Jun 3, 2002 → Jan 10, 2005
Ubs Painewebber Inc.
BD capacity

Jul 26, 1999 → Jun 3, 2002
Ubs Painewebber Inc.
IA capacity

Jul 26, 1999 → Jun 1, 2002
Salomon Smith Barney Inc.
BD capacity

Aug 11, 1997 → Jul 30, 1999
Citicorp Investment Services
BD capacity

Apr 23, 1996 → Aug 14, 1997

Source & corrections

Where this page comes from

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