Matthew P Morea

CRD 2703860 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Matthew Peter Morea; Matthew P Rodriguez; Matthew Peter Rodriguez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 10Series 9SIESeries 7
Registered states (34): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2703860 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Feb 16, 2021 → present
Hsbc Securities (USA) Inc.
IA capacity

Jun 8, 2006 → Mar 11, 2021
Hsbc Securities (USA) Inc.
BD capacity

Jan 1, 2005 → Mar 11, 2021
Hsbc Brokerage (USA) Inc.
BD capacity

Apr 11, 2003 → Jan 1, 2005
Nfb Investment Services Corp.
BD capacity

Nov 13, 2001 → Apr 3, 2003
Citicorp Investment Services
BD capacity

Jul 29, 1999 → Nov 20, 2001
Prudential Securities Incorporated
BD capacity

Oct 29, 1996 → Jul 23, 1999

Source & corrections

Where this page comes from

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