Lenard Cohen

CRD 2704926 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Lenard B Cohen; Lenard Bruce Cohen; Len Cohen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 99TOSIESeries 7Series 9Series 10Series 8Series 4Series 65Series 63
Registered states (1): North Carolina
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Matthews, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Matthews, NC · IA capacity

start not retrieved → present
Pnc Investments
Charlotte, NC · IA capacity

Mar 9, 2022 → Nov 18, 2022
Pnc Investments
Charlotte, NC · BC capacity

Mar 9, 2022 → Nov 18, 2022
Morgan Stanley
Charlotte, NC · IA capacity

May 26, 2015 → Feb 17, 2022
Morgan Stanley
Charlotte, NC · BC capacity

May 19, 2015 → Feb 17, 2022
Axa Advisors, LLC
Raleigh, NC · IA capacity

Apr 29, 2010 → May 21, 2010
Axa Advisors, LLC
Raleigh, NC · BC capacity

Apr 29, 2010 → May 21, 2010
Ubs Financial Services Inc.
Durham, NC · IA capacity

Oct 23, 2007 → Jul 11, 2008
Ubs Financial Services Inc.
Durham, NC · BC capacity

Aug 14, 2006 → Jul 11, 2008
Ladenburg, Thalmann & Co., Inc.
New York, NY · BC capacity

Nov 20, 2002 → Jul 25, 2003
Ladenburg Capital Management Inc.
Bethpage, NY · BC capacity

Jan 2, 2002 → Nov 20, 2002
Quick & Reilly, Inc.
New York, NY · BC capacity

Feb 27, 1996 → Jan 25, 2001

Source & corrections

Where this page comes from

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