Andrew Charles Garbarini

CRD 2706469 · Fidelity Brokerage Services LLC · Sarasota, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 66Series 65Series 63Series 4Series 10Series 9Series 24SIESeries 55Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2706469 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Sarasota, FL · IA capacity

Jun 17, 2025 → present
Fidelity Brokerage Services LLCCurrent
Sarasota, FL · BD capacity

May 15, 2025 → present
Fidelity Brokerage Services LLCCurrent
Sarasota, FL · BC capacity

start not retrieved → present
Morgan Stanley
IA capacity

Jan 5, 2023 → May 6, 2025
Morgan Stanley
BD capacity

Jan 3, 2023 → May 6, 2025
E*trade Capital Management, LLC
IA capacity

Nov 15, 2013 → Sep 5, 2023
E*trade Securities LLC
BD capacity

Sep 17, 2013 → Sep 5, 2023
Mediterranean Securities Group, LLC
BD capacity

Apr 15, 2011 → Dec 14, 2012
Forge Financial Group, Inc.
BD capacity

Nov 11, 2008 → Apr 25, 2011
Smh Capital Inc.
BD capacity

Mar 25, 2008 → Jul 1, 2008
Newbridge Securities Corporation
BD capacity

Feb 4, 2008 → Mar 24, 2008
Capital Growth Financial, LLC
BD capacity

Jul 6, 2001 → Feb 4, 2008
Dalton Kent Securities Group, Inc.
BD capacity

Aug 8, 2000 → Jul 6, 2001
Globalnetsecurities Corp.
BD capacity

Feb 4, 2000 → Aug 23, 2000
Painewebber Incorporated
BD capacity

Sep 22, 1998 → Jan 7, 2000

Source & corrections

Where this page comes from

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