Elizabeth D Peper

CRD 2714187 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Elizabeth Diana Peper

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Janney Montgomery Scott LLC
Charlotte, NC · IA capacity

May 23, 2016 → Nov 5, 2020
Janney Montgomery Scott LLC
Charlotte, NC · BC capacity

May 23, 2016 → Nov 5, 2020
Morgan Stanley
Charlotte, NC · IA capacity

Aug 18, 2014 → Jun 16, 2016
Morgan Stanley
Charlotte, NC · BC capacity

Jul 11, 2013 → Jun 16, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlotte, NC · BC capacity

Nov 30, 2006 → Nov 20, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlotte, NC · IA capacity

Dec 2, 2009 → Apr 30, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2714187 ↗ FINRA BrokerCheck record for CRD 2714187 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.