Michelle Monique Reid
Also appears in the source record as: Michelle Reid
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 65Series 63Series 24Series 23Series 10Series 9SIESeries 31Series 7
- Registered states (41)
- Alabama · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (16)
From the source registration record · current first
-
Mar 26, 2020 → present
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start not retrieved → present
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Wells Fargo Clearing Services, LLCBD capacityDec 22, 2011 → Mar 16, 2020
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Wells Fargo Clearing Services, LLCIA capacityDec 22, 2011 → Mar 16, 2020
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Oct 23, 2009 → Sep 9, 2011
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Oct 23, 2009 → Sep 9, 2011
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Banc Of America Investment Services, Inc.IA capacityMay 8, 2007 → Oct 23, 2009
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Banc Of America Investment Services, Inc.BD capacityApr 30, 2007 → Oct 23, 2009
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Wachovia Securities, LLCIA capacityOct 8, 2002 → Apr 23, 2007
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Wachovia Securities, LLCBD capacityOct 7, 2002 → Apr 23, 2007
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Morgan StanleyIA capacityApr 27, 2001 → Sep 30, 2002
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Morgan Stanley Dw Inc.BD capacityApr 24, 2001 → Sep 30, 2002
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Jul 17, 1998 → Dec 22, 2000
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Salomon Smith Barney Inc.BD capacityNov 8, 1999 → Oct 3, 2000
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Dean Witter Reynolds Inc.BD capacityAug 28, 1996 → Jul 17, 1998
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Gkn Securities Corp.BD capacityMar 8, 1996 → Aug 6, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.