Jason Thompson

CRD 2716497 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Jason Lloyd Thompson; Jason Thompson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Columbus, OH · IA capacity

Apr 16, 2026 → present
Fidelity Brokerage Services LLCCurrent
Columbus, OH · BD capacity

Apr 9, 2026 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Cambridge Investment Research Advisors, Inc.
IA capacity

Jun 3, 2025 → Aug 26, 2025
Cambridge Investment Research, Inc.
BD capacity

May 27, 2025 → Aug 26, 2025
Ameriprise Financial Services, LLC
IA capacity

Apr 21, 2023 → May 23, 2025
Ameriprise Financial Services, LLC
BD capacity

Mar 27, 2023 → May 23, 2025
Lancaster Pollard & Co.
BD capacity

May 18, 2007 → Apr 26, 2013
The Huntington Investment Company
BD capacity

Sep 1, 2006 → Apr 2, 2007
Huntington Capital Corp.
BD capacity

Sep 22, 2005 → Sep 5, 2006
The Huntington Investment Company
BD capacity

Mar 16, 2004 → Sep 22, 2005
Ubs Financial Services Inc.
IA capacity

Jul 24, 2002 → Mar 30, 2004
Ubs Financial Services Inc.
BD capacity

Jun 25, 2002 → Mar 30, 2004
Fidelity Brokerage Services, Inc.
BD capacity

Mar 21, 1996 → Nov 20, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2716497 ↗ FINRA BrokerCheck record for CRD 2716497 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.