Alex Harris Wren

CRD 2717504 · Wells Fargo Advisors · Savannah, GA

IA RegisteredBroker

Also appears in the source record as: Alex H Wren; Alex Wren; Alexander Harris Wren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 31SIESeries 7Series 9Series 10Series 8Series 66Series 63
Registered states (10): Arkansas · Florida · Georgia · Massachusetts · New York · North Carolina · Oklahoma · South Carolina · Utah · Washington
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Savannah, GA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Savannah, GA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
White Plains, NY · IA capacity

Jun 1, 2017 → Oct 30, 2018
Ubs Financial Services Inc.
White Plains, NY · BC capacity

Sep 23, 2016 → Oct 30, 2018
Scottrade, Inc.
Stamford, CT · BC capacity

Sep 10, 2008 → Aug 17, 2016
Morgan Stanley & Co. Incorporated
Purchase, NY · BC capacity

Mar 13, 2008 → Jul 30, 2008
Lehman Brothers Inc.
New York, NY · BC capacity

Jun 29, 2004 → Mar 7, 2008
Charles Schwab & Co., Inc.
Great Neck, NY · IA capacity

Apr 1, 2003 → Jul 7, 2004
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Mar 22, 1999 → Jul 7, 2004
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Jun 19, 1996 → Mar 1, 1999
Royce Investment Group, Inc.
Woodbury, NY · BC capacity

Mar 18, 1996 → May 20, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2717504 ↗ FINRA BrokerCheck record for CRD 2717504 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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