Tony W Toombs

CRD 2721128 · Fidelity Brokerage Services LLC · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Tony Wayne Toombs

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (28): Alabama · Arizona · California · Florida · Georgia · Indiana · Kentucky · Louisiana · Maryland · Michigan · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

Strategic Advisers LLCCurrent
Woodstock, GA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Woodstock, GA · BD capacity

Apr 21, 2021 → present
Fidelity Brokerage Services LLCCurrent
Alpharetta, GA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jun 1, 2021 → Mar 31, 2025
W&s Brokerage Services, Inc.
IA capacity

Dec 9, 2019 → Mar 24, 2021
W&s Brokerage Services, Inc.
BD capacity

Oct 22, 2019 → Mar 24, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 1, 2016 → Sep 4, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 28, 2016 → Sep 4, 2018
Lpl Financial LLC
IA capacity

Dec 21, 2015 → Oct 31, 2016
Lpl Financial LLC
BD capacity

Dec 17, 2015 → Oct 31, 2016
Securian Financial Services, Inc.
IA capacity

Apr 24, 2015 → Dec 21, 2015
Securian Financial Services, Inc.
BD capacity

Apr 10, 2015 → Dec 21, 2015
Royal Alliance Associates, Inc.
IA capacity

Dec 7, 2005 → Jul 3, 2014
Royal Alliance Associates, Inc.
BD capacity

Mar 10, 2005 → Jul 3, 2014
Hartford Equity Sales Company Inc.
BD capacity

Sep 29, 2003 → Mar 4, 2005
Raymond James Financial Services
IA capacity

Apr 10, 2003 → Sep 11, 2003
Raymond James Financial Services, Inc.
BD capacity

Jun 8, 2001 → Sep 11, 2003
Edward Jones
BD capacity

Apr 16, 1996 → Jun 11, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2721128 ↗ FINRA BrokerCheck record for CRD 2721128 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.