Shawn P Travers

CRD 2722891 · Morgan Stanley · San Rafael, CA

IA RegisteredBroker

Also appears in the source record as: Shawn Patrick Travers; Shawn Travers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 53Series 24Series 10Series 9Series 52TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2722891 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
San Rafael, CA · IA capacity

Apr 26, 2018 → present
Wells Fargo Clearing Services, LLC
BD capacity

Jan 3, 2011 → Feb 13, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Jan 3, 2011 → Feb 13, 2018
Wells Fargo Investments, LLC
BD capacity

Mar 3, 2004 → Jan 3, 2011
Wells Fargo Investments, LLC
IA capacity

Mar 3, 2004 → Jan 3, 2011
Ubs Financial Services Inc.
IA capacity

Jun 29, 2000 → Dec 19, 2003
Ubs Financial Services Inc.
BD capacity

Aug 2, 1999 → Dec 19, 2003

Source & corrections

Where this page comes from

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