Scott Edward Seltzer
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 3Series 7Series 65Series 63
- Registered states (15)
- California · Connecticut · District Of Columbia · Florida · Georgia · Louisiana · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2724643 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (13)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
J.P. Morgan Securities LLCNew York, NY · IA capacityOct 13, 2017 → Sep 3, 2022
-
J.P. Morgan Securities LLCNew York, NY · BC capacityOct 12, 2017 → Sep 3, 2022
-
Morgan StanleyNew York, NY · IA capacityJun 11, 2010 → Oct 13, 2017
-
Morgan StanleyNew York, NY · BC capacityJun 11, 2010 → Oct 13, 2017
-
Ubs Financial Services Inc.New York, NY · IA capacityJan 18, 2007 → Jun 18, 2010
-
Ubs Financial Services Inc.New York, NY · BC capacityJun 14, 2002 → Jun 18, 2010
-
Ryan, Beck & Co., LLC.Florham Park, NJ · BC capacityApr 29, 2002 → Jul 13, 2002
-
Gruntal & Co., L.L.C.New York, NY · BC capacityNov 5, 1999 → May 13, 2002
-
Cibc World MarketsNew York, NY · BC capacityFeb 24, 1998 → Nov 10, 1999
-
Dean Witter Reynolds Inc.Purchase, NY · BC capacityJun 24, 1996 → Feb 18, 1998
-
Smith Barney Inc.New York, NY · BC capacityApr 24, 1996 → May 24, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.