Jason Robert Griffin

CRD 2725523 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Jason Robert Gfiffin; Jason Griffin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 65SIESeries 7Series 6
Registered states (15): Arizona · California · Colorado · Florida · Idaho · Nevada · New Jersey · New Mexico · Oregon · Pennsylvania · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2725523 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · IA capacity

Jul 12, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
IA capacity

Jan 25, 2017 → Jul 18, 2019
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Jul 18, 2019
Chase Investment Services Corp.
BD capacity

Jun 10, 2010 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 30, 1997 → Feb 4, 1999
Prudential Securities Incorporated
BD capacity

May 10, 1996 → Jun 18, 1997

Source & corrections

Where this page comes from

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