Richard Alfonso Ibarra
Also appears in the source record as: Rick A Ibarra; Rick A Iharra; Alfonso R Ibarra
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 65Series 63
- Registered states (20)
- Arizona · Arkansas · California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Mississippi · Missouri · Nebraska · North Carolina · Oklahoma · Rhode Island · Tennessee · Texas
- Years in the industry (source record)
- 29
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2727415 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (14)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Ameriprise Financial Services, LLCDallas, TX · IA capacityJul 19, 2016 → Aug 16, 2023
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Ameriprise Financial Services, LLCDallas, TX · BC capacityJun 29, 2016 → Aug 16, 2023
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Metlife Securities Inc.Dallas, TX · IA capacityMay 1, 2003 → Jun 29, 2016
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Metlife Securities, IncDallas, TX · BC capacityApr 25, 2003 → Jun 29, 2016
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Metropolitan Life Insurance CompanyDallas, TX · BC capacityApr 25, 2003 → Jul 9, 2007
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Park South Securities, LLCIselin, NJ · BC capacityJul 9, 2002 → Feb 12, 2003
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Sws Financial ServicesDallas, TX · BC capacityFeb 13, 2001 → Jun 19, 2002
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Auerbach, Pollak & Richardson Inc.Stamford, CT · BC capacityDec 19, 2000 → Feb 7, 2001
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American Fronteer Financial CorporationDenver, CO · BC capacityJul 26, 2000 → Dec 19, 2000
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Institutional Equity CorporationDallas, TX · BC capacityAug 23, 1999 → Jul 25, 2000
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Southwest Securities, Inc.Dallas, TX · BC capacityJan 27, 1997 → Aug 19, 1999
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Lloyd Wade Securities Inc.Dallas, TX · BC capacityJan 6, 1997 → Jan 23, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.