Kathryn Ann Shamburger

CRD 2731678 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Kathryn Ann Cyester; Katie Cyester; Kathryn Ann Walsh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 57TOSIESeries 55Series 87Series 7Series 24Series 23Series 10Series 9Series 65Series 66Series 63
Registered states (2): California · Colorado
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Rosenblatt Securities Inc.
Greenwood Village, CO · BC capacity

Mar 8, 2013 → Aug 5, 2013
Wp Asset Management LLC
Greenwood Village, CO · IA capacity

Dec 21, 2007 → Jul 23, 2013
Wedge Securities, LLC
Greenwood Village, CO · BC capacity

Jul 15, 2005 → Apr 23, 2013
The Benchmark Company, LLC
New York, NY · BC capacity

Sep 14, 2004 → Jun 30, 2005
Screaming Eagle Trading, Inc.
Orinda, CA · BC capacity

Mar 16, 2004 → Jun 17, 2004

Source & corrections

Where this page comes from

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