Jeffrey Scott Ferraro

CRD 2732999 · J.P. Morgan Securities LLC · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: Jeffrey S. Ferraro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Greenwich, CT · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Td Private Client Wealth LLC
Greenwich, CT · IA capacity

Apr 14, 2017 → Jul 24, 2024
Td Private Client Wealth LLC
Greenwich, CT · BC capacity

Apr 14, 2017 → Jul 24, 2024
Paritas Capital Management, LLC
Greenwich, CT · IA capacity

Jun 16, 2015 → Jan 3, 2017
Fieldpoint Private Securities LLC
New York, NY · IA capacity

May 16, 2012 → May 21, 2015
Fieldpoint Private Securities, LLC
New York, NY · BC capacity

May 16, 2012 → May 21, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · IA capacity

Oct 23, 2009 → May 15, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Oct 23, 2009 → May 15, 2012
Banc Of America Investment Services, Inc.
New York, NY · IA capacity

Jul 12, 2005 → Oct 23, 2009
Banc Of America Investment Services, Inc.
New York, NY · BC capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
New York, NY · BC capacity

Feb 23, 2001 → Oct 20, 2004
Chase Investment Services Corp.
Chicago, IL · BC capacity

Jun 18, 1997 → Oct 6, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2732999 ↗ FINRA BrokerCheck record for CRD 2732999 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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