Daniel Stuart Weiss

CRD 2735824 · Charles Schwab & Co., Inc. · Westlake, TX

Broker

Also appears in the source record as: Daniel S Weiss

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): SIESeries 7Series 6Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Marietta, GA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Woodbury Financial Services, Inc.
Oakdale, MN · BC capacity

May 23, 2018 → Apr 26, 2022
Sagepoint Financial, Inc.
Scottsdale, AZ · BC capacity

May 23, 2018 → Apr 26, 2022
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

May 23, 2018 → Apr 26, 2022
Fsc Securities Corporation
Atlanta, GA · BC capacity

May 23, 2018 → Apr 26, 2022
Sii Investments, Inc.
Appleton, WI · BC capacity

May 6, 2011 → Apr 23, 2018
Investment Centers Of America, Inc.
Appleton, WI · BC capacity

May 6, 2011 → Apr 23, 2018
Invest Financial Corporation
Appleton, WI · BC capacity

May 6, 2011 → Apr 23, 2018
National Planning Corporation
Denver, CO · BC capacity

Dec 22, 2010 → Apr 23, 2018
Icma-Rc Services, LLC
Washington, DC · BC capacity

Aug 2, 1999 → Nov 24, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2735824 ↗ FINRA BrokerCheck record for CRD 2735824 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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