Richard Lee Lucas

CRD 2736571 · J.P. Morgan Securities LLC · Aurora, OH

IA RegisteredBroker

Also appears in the source record as: Rich Lucas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (26): Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · West Virginia
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Aurora, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Aurora, OH · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Aurora, OH · IA capacity

Sep 22, 2006 → Oct 1, 2012
Chase Investment Services Corp.
Aurora, OH · BC capacity

Sep 21, 2006 → Oct 1, 2012
Firstmerit Advisors, Inc.
Akron, OH · IA capacity

Sep 23, 2005 → Aug 3, 2006
Valmark Securities, Inc.
Akron, OH · BC capacity

Jul 22, 2005 → Jul 25, 2006
Firstmerit Securities, Inc.
Akron, OH · BC capacity

Apr 15, 2004 → Jun 30, 2005
Mcdonald Investments Inc.
Cleveland, OH · BC capacity

Feb 11, 1999 → Sep 17, 2002
Locust Street Securities, Inc.
Des Moines, IA · BC capacity

Sep 15, 1998 → Mar 3, 1999
Intersecurities, Inc.
Philadelphia, PA · BC capacity

Feb 19, 1998 → Jul 14, 1998
W. S. Griffith & Co., Inc.
Hartford, CT · BC capacity

May 30, 1996 → Feb 17, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2736571 ↗ FINRA BrokerCheck record for CRD 2736571 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.