Barry Randolph Harlow

CRD 2736660 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Barry Randolph Harlow II

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2736660 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Overland Park, KS · BC capacity

Jan 18, 2005 → May 19, 2024
Td Ameritrade Investment Management, LLC
Westlake, TX · IA capacity

Mar 1, 2016 → Sep 7, 2023
Td Ameritrade, Inc.
Westlake, TX · IA capacity

Mar 1, 2016 → Oct 14, 2022
Scottrade, Inc.
St. Louis, MO · BC capacity

Sep 19, 2017 → Sep 10, 2018
Country Club Financial Services, Inc.
Kansas City, MO · BC capacity

May 14, 2002 → Sep 9, 2002
Strategic Advisers Inc.
Kansas City, MO · IA capacity

Jul 18, 2000 → May 15, 2002
Fidelity Brokerage Services LLC
Smithfield, RI · BC capacity

Sep 24, 1999 → May 15, 2002
Mony Securities Corporation
New York, NY · BC capacity

Oct 1, 1997 → Aug 20, 1999
Edward D. Jones & Co., L.P.
St. Louis, MO · BC capacity

Jun 11, 1996 → Sep 19, 1996

Source & corrections

Where this page comes from

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