Dusharme L. Thomas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 63Series 65Series 66Series 6TOSIESeries 7Series 6

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Sacramento, CA · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Sacramento, CA · BD capacity
  Feb 22, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Apr 12, 2022 → Mar 31, 2025
• Prudential Financial Planning Services

  IA capacity
  Aug 26, 2021 → Dec 17, 2021
• Pruco Securities, LLC.

  BD capacity
  Mar 4, 2020 → Dec 17, 2021
• Cambridge Investment Research, Inc.

  BD capacity
  May 5, 2016 → Nov 28, 2017
• Cambridge Investment Research Advisors, Inc.

  IA capacity
  May 4, 2016 → Nov 28, 2017
• Cambridge Investment Research, Inc.

  BD capacity
  Jul 23, 2012 → Dec 31, 2015
• Cambridge Investment Research Advisors, Inc.

  IA capacity
  Jul 23, 2012 → Dec 31, 2015
• Ameritas Investment Corp.

  BD capacity
  Sep 27, 2005 → Apr 27, 2012
• Ameritas Investment Corp

  IA capacity
  Sep 27, 2005 → Apr 27, 2012
• Axa Advisors, LLC

  BD capacity
  Jun 1, 2005 → Sep 16, 2005
• Axa Advisors, LLC

  IA capacity
  Jun 1, 2005 → Sep 16, 2005
• Mony Securities Corporation

  IA capacity
  May 4, 2004 → Jun 1, 2005
• Mony Securities Corporation

  BD capacity
  Apr 12, 2004 → Jun 1, 2005
• Intersecurities, Inc.

  IA capacity
  Mar 11, 2003 → Apr 7, 2004
• Intersecurities, Inc.

  BD capacity
  Aug 27, 1998 → Apr 7, 2004
• Ids Life Insurance Company

  BD capacity
  Sep 22, 1997 → Mar 26, 1998
• American Express Financial Advisors Inc.

  BD capacity
  Sep 22, 1997 → Mar 26, 1998
• Pruco Securities Corporation

  BD capacity
  Jul 11, 1996 → Mar 27, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.