Matthew Alfenso Gimmelli

CRD 2740441 · Morgan Stanley · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: Matt Gimmelli; Matthew Gimmelli; Matthew A. Alfenso Gimmelli

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 7Series 6
Registered states (38): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2740441 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Scottsdale, AZ · IA capacity

Jan 6, 2016 → present
Ubs Financial Services Inc.
IA capacity

Sep 16, 2010 → Jan 15, 2016
Ubs Financial Services Inc.
BD capacity

May 22, 2009 → Jan 15, 2016
Citigroup Global Markets Inc.
BD capacity

Aug 24, 2004 → May 28, 2009
Vanguard Marketing Corporation
BD capacity

Dec 19, 1996 → Aug 31, 2004
Fortis Investors, Inc.
BD capacity

May 29, 1996 → Oct 24, 1996

Source & corrections

Where this page comes from

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