Meredith M Mckown

CRD 2740936 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Meredith Michele Mckown; Mimi Mckown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 63Series 65Series 9Series 10Series 57TOSIESeries 55Series 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · IA capacity

Sep 19, 2011 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Rbc Capital Markets, LLC
IA capacity

Jan 14, 2009 → Sep 1, 2011
Rbc Capital Markets, LLC
BD capacity

Jan 13, 2009 → Sep 1, 2011
Citigroup Global Markets Inc.
BD capacity

May 3, 2007 → Aug 31, 2007
Citigroup Global Markets Inc.
IA capacity

May 2, 2007 → Aug 31, 2007
Fahnestock Asset Management
IA capacity

Sep 13, 2005 → Mar 27, 2007
Oppenheimer & Co. Inc.
BD capacity

Oct 10, 2003 → Mar 27, 2007
Wells Fargo Investments, LLC
BD capacity

May 2, 2001 → Jun 24, 2003
Wells Fargo Securities Inc.
BD capacity

Oct 16, 2000 → May 2, 2001
Banc Of America Securities LLC
BD capacity

Feb 25, 1999 → Nov 29, 2000
Hambrecht & Quist LLC
BD capacity

Jun 1, 1998 → Feb 24, 1999
Tradestar Investments,inc.
BD capacity

Dec 23, 1997 → May 6, 1998
Wells Fargo Securities Inc.
BD capacity

May 9, 1996 → Dec 11, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2740936 ↗ FINRA BrokerCheck record for CRD 2740936 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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