Monique R Harran

CRD 2741586 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chandler, AZ

IA RegisteredBroker

Also appears in the source record as: Monique Madden Bray ^^; Monique Madden Bray; Monique Renee Bray ^^; Monique Renee Bray; Monique R Madden; Monique Renee Madden

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 24Series 10Series 9SIESeries 31Series 7
Registered states (2): Florida · Texas
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2741586 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Jacksonville, FL · IA capacity

Feb 14, 2011 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chandler, AZ · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 23, 2010 → Jan 4, 2011
Madden Advisory Services, Inc.
IA capacity

Feb 17, 2004 → Nov 23, 2009
Fsc Securities Corporation
BD capacity

Nov 6, 2007 → Dec 21, 2007
Fsc Securities Corporation
BD capacity

Dec 10, 2001 → Oct 3, 2007
Ifg Network Securities, Inc.
BD capacity

Jun 5, 1996 → Dec 12, 2001

Source & corrections

Where this page comes from

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