Keith Matthew Kordich

CRD 2743797 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Keith M Kordich; Keith Mathew Kordich

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (14): California · Connecticut · Delaware · Florida · Georgia · Louisiana · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Puerto Rico · South Carolina · Texas
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2743797 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Boca Raton, FL · IA capacity

Jan 11, 2019 → Feb 19, 2026
Ameriprise Financial Services, LLC
Boca Raton, FL · BC capacity

Jan 11, 2019 → Feb 19, 2026
Morgan Stanley
Boca Raton, FL · IA capacity

Jul 23, 2018 → Jan 15, 2019
Morgan Stanley
Boca Raton, FL · BC capacity

Mar 17, 2011 → Jan 15, 2019
Stifel, Nicolaus & Company, Incorporated
Boca Raton, FL · BC capacity

Jul 31, 2007 → Mar 18, 2011
Ryan Beck & Co.
Boca Raton, FL · BC capacity

Apr 29, 2002 → Jul 31, 2007
Gruntal & Co., L.L.C.
New York, NY · BC capacity

Nov 30, 2001 → May 20, 2002
Ladenburg, Thalmann & Co., Inc.
New York, NY · BC capacity

Feb 2, 1998 → Oct 26, 2001

Source & corrections

Where this page comes from

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