Benjamin Joshua Cohen
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66Series 63SIESeries 7
- Registered states (43)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2743822 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
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Jul 9, 2012 → present
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Wells Fargo Advisors, LLCIA capacityJun 11, 2007 → Jul 5, 2012
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Wells Fargo Advisors, LLCBD capacityJun 8, 2007 → Jul 5, 2012
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Morgan Keegan & Company, Inc.IA capacityMay 2, 2006 → Jun 19, 2007
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Morgan Keegan & Company, Inc.BD capacityJan 22, 2004 → Jun 19, 2007
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Ryan Beck & Co.BD capacityApr 29, 2002 → Feb 5, 2004
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Gruntal & Co., L.L.C.BD capacitySep 17, 1999 → May 15, 2002
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Carnegie Investor Services Inc.BD capacityOct 8, 1997 → Sep 16, 1999
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Meyers Pollock Robbins, Inc.BD capacitySep 23, 1997 → Oct 15, 1997
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First Colonial Securities Group, Inc.BD capacityAug 15, 1997 → Sep 29, 1997
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E. C. Capital, Ltd.BD capacityJul 29, 1996 → Aug 26, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.