Lisa Mccoy

CRD 2745760 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Lisa Ann Mccoy; Lisa Ann Wolfe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (50): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2745760 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Boca Raton, FL · IA capacity

Jun 25, 2013 → Apr 16, 2024
Ubs Financial Services Inc.
Boca Raton, FL · BC capacity

Mar 15, 2013 → Apr 16, 2024
Morgan Stanley
Boca Raton, FL · IA capacity

Jun 23, 2011 → Apr 5, 2013
Morgan Stanley
Boca Raton, FL · BC capacity

Dec 10, 2010 → Apr 5, 2013
Commonwealth Financial Network
Waltham, MA · BC capacity

Jan 25, 2006 → Nov 3, 2010
Jefferson Pilot Securities Corporation
Boca Raton, FL · BC capacity

Aug 27, 1996 → Feb 23, 2006

Source & corrections

Where this page comes from

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