Cheri Yu

CRD 2746335 · Fidelity Brokerage Services LLC · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Cheri Li Yu

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Elk Grove, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Elk Grove, CA · IA capacity

Jan 23, 2024 → Mar 31, 2025
Morgan Stanley
Sacramento, CA · IA capacity

Aug 11, 2022 → May 3, 2023
Morgan Stanley
Sacramento, CA · BC capacity

Aug 11, 2022 → May 3, 2023
Lpl Financial LLC
Sacramento, CA · IA capacity

Sep 8, 2009 → Aug 15, 2022
Lpl Financial LLC
Sacramento, CA · BC capacity

Sep 8, 2009 → Aug 15, 2022
Strategic Wealth Advisors Group
San Mateo, CA · IA capacity

Sep 17, 2008 → Dec 11, 2009
Associated Planners Investment Advisory Inc
Boston, MA · IA capacity

Dec 18, 2008 → Oct 1, 2009
Associated Securities Corp.
Santa Rosa, CA · IA capacity

Dec 18, 2008 → Sep 8, 2009
Associated Securities Corp.
Santa Rosa, CA · BC capacity

Dec 17, 2008 → Sep 8, 2009
Fsc Securities Corporation
San Mateo, CA · IA capacity

Apr 25, 2007 → Dec 31, 2008
Fsc Securities Corporation
San Mateo, CA · BC capacity

Apr 25, 2007 → Dec 31, 2008
Citicorp Investment Services
Los Angeles, CA · IA capacity

Sep 2, 2005 → Apr 3, 2007
Citicorp Investment Services
Los Angeles, CA · BC capacity

Sep 2, 2005 → Apr 3, 2007
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Sep 13, 1996 → Dec 17, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2746335 ↗ FINRA BrokerCheck record for CRD 2746335 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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