Roger Van Beveren

CRD 2751958 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Roger Vanbeveren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 66Series 63
Registered states (29): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Boston, MA · IA capacity

Jul 13, 2018 → Feb 16, 2021
Fidelity Brokerage Services LLC
Southfield, MI · BC capacity

Feb 23, 2015 → Feb 8, 2021
Strategic Advisers LLC
Southfield, MI · IA capacity

Mar 23, 2015 → Jul 13, 2018
Creative Planning
Lantana, TX · IA capacity

Feb 28, 2014 → Jan 9, 2015
The Ayco Company,l.P.
Dallas, TX · IA capacity

Sep 23, 2010 → Feb 11, 2014
Mercer Allied Company, L.P.
Dallas, TX · BC capacity

Sep 16, 2010 → Feb 11, 2014
Fidelity Personal Trust Company, Fsb
Westlake, TX · IA capacity

Nov 22, 2004 → Mar 28, 2007
Fidelity Investments Institutional Services Company, Inc.
Smithfield, RI · BC capacity

Jun 5, 1996 → Sep 22, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2751958 ↗ FINRA BrokerCheck record for CRD 2751958 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.