Jeffrey A Holzbach

CRD 2752350 · Morgan Stanley · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: Jeff Alan Holzbach; Jeffrey Alan Holzbach

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Indianapolis, IN · IA capacity

Oct 7, 2021 → present
E*trade Securities LLC
BD capacity

Nov 5, 2021 → Sep 5, 2023
Charles Schwab & Co., Inc.
IA capacity

Jan 11, 2021 → Sep 3, 2021
Charles Schwab & Co., Inc.
BD capacity

Dec 1, 1997 → Sep 3, 2021
Schwab Private Client Investment Advisory, Inc.
IA capacity

Jan 3, 2012 → Feb 1, 2021
Charles Schwab & Co., Inc.
IA capacity

Aug 7, 2002 → Dec 31, 2011
Federated Securities Corp.
BD capacity

Apr 23, 1997 → Nov 6, 1997
Ids Life Insurance Company
BD capacity

Jun 27, 1996 → Jan 23, 1997
American Express Financial Advisors Inc.
BD capacity

Jun 27, 1996 → Jan 23, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2752350 ↗ FINRA BrokerCheck record for CRD 2752350 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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