Lee E. Ballinger

CRD 2752543 · Fidelity Brokerage Services LLC · Covington, KY

IA RegisteredBroker

Also appears in the source record as: Lee Elden Ballinger; Lee Ballinger; Lee E Ballinger; Lee Eldon Ballinger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 66Series 9Series 10Series 7TOSIESeries 6Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Burlington, KY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Burlington, KY · BD capacity

Aug 21, 2020 → present
Fidelity Brokerage Services LLCCurrent
Covington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 28, 2020 → Mar 31, 2025
Equitable Advisors, LLC
BD capacity

Feb 27, 2020 → Jul 22, 2020
The Huntington Investment Company
BD capacity

Mar 4, 2019 → Feb 24, 2020
J.P. Morgan Securities LLC
BD capacity

Jan 2, 2018 → Nov 23, 2018
Strategic Advisers, Inc.
IA capacity

Jul 12, 2010 → Jan 27, 2014
Fidelity Brokerage Services LLC
BD capacity

Aug 28, 2007 → Jan 27, 2014
Strategic Advisers, Inc.
IA capacity

Aug 11, 2009 → Jul 8, 2010
Fidelity Brokerage Services LLC
BD capacity

Jul 25, 2006 → Dec 6, 2006
Unified Financial Securities, Inc.
BD capacity

May 18, 1998 → Nov 6, 2001
Mml Investors Services, Inc.
BD capacity

Nov 18, 1997 → May 18, 1998
Pruco Securities Corporation
BD capacity

Aug 22, 1997 → Oct 2, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2752543 ↗ FINRA BrokerCheck record for CRD 2752543 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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