Paul David Bray

CRD 2759742 · Wells Fargo Advisors · St. Louis, MO

Broker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (8): Series 57TOSIESeries 55Series 7Series 14Series 27Series 24Series 63
Registered states (2): New Jersey · Pennsylvania
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Iselin, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
American Enterprise Investment Services Inc.
Minneapolis, MN · BC capacity

Dec 15, 2015 → Feb 22, 2019
Ameriprise Financial Services, Inc.
Minneapolis, MN · BC capacity

Feb 13, 2015 → Feb 22, 2019
Morgan Stanley & Co. LLC
New York, NY · BC capacity

Sep 12, 2013 → Jan 14, 2015
Morgan Stanley
New York, NY · BC capacity

Jun 5, 2013 → Aug 25, 2014
Db Securities Services Nj Inc.
Jersey City, NJ · BC capacity

Apr 15, 2008 → Aug 1, 2011
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Dec 12, 2008 → Mar 2, 2011
Hold Brothers Execution Services, LLC
New York, NY · BC capacity

Jul 10, 2006 → Sep 14, 2006
Hold Brothers On-Line Investment Services L.L.C.
Jersey City, NJ · BC capacity

Jul 7, 2005 → Sep 11, 2006
Correspondent Services Corporation
New York, NY · BC capacity

Jun 24, 2003 → Jul 1, 2005
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 19, 2001 → Jul 1, 2003
Csfbdirect, Inc.
Jersey City, NJ · BC capacity

Aug 27, 1998 → Nov 19, 2001
Eq Financial Consultants, Inc.
New York, NY · BC capacity

Aug 22, 1997 → Aug 28, 1998
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Aug 22, 1997 → Jul 24, 1998
American Investment Services, Inc.
Oklahoma City, OK · BC capacity

Jun 28, 1996 → Jun 13, 1997

Source & corrections

Where this page comes from

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