Ellen Ann Broderick

CRD 2762432 · Edward Jones · Farmingdale, NY

IA RegisteredBroker

Also appears in the source record as: Ellen Ann Michalski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 8Series 99TOSIESeries 7
Registered states (14): Arizona · California · Connecticut · Delaware · Florida · Georgia · Illinois · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2762432 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (11)

From the source registration record · current first

Edward JonesCurrent
Farmingdale, NY · IA capacity

Sep 23, 2024 → present
Edward JonesCurrent
Farmingdale, NY · BC capacity

start not retrieved → present
Peak Brokerage Services, LLC
BD capacity

Jun 1, 2021 → Dec 2, 2022
Oppenheimer & Co. Inc.
BD capacity

Apr 4, 2018 → Aug 25, 2020
Kestra Investment Services, LLC
BD capacity

Nov 30, 2012 → Dec 22, 2017
Ameriprise Financial Services, Inc.
BD capacity

Dec 7, 2011 → Sep 19, 2012
Hornor, Townsend & Kent, Inc.
IA capacity

Mar 17, 2004 → Nov 3, 2010
Hornor, Townsend & Kent, Inc.
BD capacity

Aug 15, 2003 → Nov 3, 2010
Axa Advisors, LLC
BD capacity

Mar 26, 2002 → Aug 12, 2003
National Financial Services LLC
BD capacity

Jul 31, 1999 → Jun 25, 2001
Lehman Brothers Inc.
BD capacity

Sep 17, 1996 → Jul 13, 1999

Source & corrections

Where this page comes from

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