Donna J Rose

CRD 2763220 · Morgan Stanley · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Donna Jean Bartow; Donna Jean Rose

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (2): Ohio · Pennsylvania
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (18)

From the source registration record · current first

Morgan StanleyCurrent
Columbus, OH · IA capacity

Mar 30, 2021 → present
Nationwide Securities, LLC
IA capacity

Nov 11, 2019 → Mar 19, 2021
Nationwide Securities, LLC
BD capacity

Oct 22, 2019 → Mar 19, 2021
Morgan Stanley
BD capacity

Feb 7, 2014 → Oct 7, 2019
Morgan Stanley
IA capacity

Feb 7, 2014 → Oct 7, 2019
Princor Financial Services Corporation
IA capacity

Aug 27, 2012 → Feb 17, 2014
Princor Financial Services Corporation
BD capacity

Aug 17, 2012 → Feb 17, 2014
Stifel, Nicolaus & Company, Incorporated
IA capacity

Sep 14, 2009 → Jun 29, 2012
Stifel, Nicolaus & Company, Incorporated
BD capacity

Sep 10, 2009 → Jun 29, 2012
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Sep 24, 2009
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Sep 24, 2009
Citigroup Global Markets Inc.
BD capacity

Feb 21, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Feb 21, 2006 → Jun 1, 2009
Legg Mason Wood Walker Inc
IA capacity

Nov 19, 2003 → Feb 21, 2006
Legg Mason Wood Walker, Incorporated
BD capacity

Nov 18, 2003 → Feb 21, 2006
Ubs Financial Services Inc.
IA capacity

Jan 17, 2001 → Dec 12, 2003
Ubs Financial Services Inc.
BD capacity

Jan 2, 2001 → Dec 12, 2003
Mcdonald Investments Inc.
BD capacity

Dec 16, 1999 → Dec 20, 2000

Source & corrections

Where this page comes from

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