Ernest J Martinez

CRD 2764017 · Charles Schwab & Co., Inc. · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Ernest James Martinez; Ernest Martinez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 66Series 63
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2764017 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Antonio, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Antonio, TX · BC capacity

start not retrieved → present
Edward Jones
San Antonio, TX · IA capacity

Dec 22, 2016 → Dec 16, 2022
Edward Jones
San Antonio, TX · BC capacity

Dec 22, 2016 → Dec 16, 2022
Bb&t Investment Services, Inc.
San Antonio, TX · IA capacity

Jun 3, 2015 → Sep 16, 2016
Bb&t Investment Services, Inc.
San Antonio, TX · BC capacity

Jun 3, 2015 → Sep 16, 2016
Icma Retirement Corp
Washington, DC · IA capacity

Jul 24, 2012 → May 21, 2015
Icma-Rc Services, LLC
Washington, DC · BC capacity

Jul 24, 2012 → May 21, 2015
Fisher Investments
Camas, WA · IA capacity

Aug 15, 2011 → Jun 20, 2012
Wells Fargo Advisors, LLC
San Antonio, TX · IA capacity

Jan 3, 2011 → Jun 21, 2011
Wells Fargo Advisors, LLC
San Antonio, TX · BC capacity

Jan 3, 2011 → Jun 21, 2011
Wells Fargo Investments, LLC
San Antonio, TX · IA capacity

Oct 17, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
San Antonio, TX · BC capacity

Dec 2, 2005 → Jan 3, 2011
Chase Investment Services Corp.
Chicago, IL · BC capacity

Jul 6, 2005 → Dec 1, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Aug 30, 2002 → Jul 6, 2005

Source & corrections

Where this page comes from

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