Seth Mitchell

CRD 2768061 · T. Rowe Price Associates, Inc. · New York, NY

IA RegisteredBroker

Also appears in the source record as: Seth M Kosik; Seth Mitchell Kosik; Seth Mitchell, Cfa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24Series 7TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (13)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
New York, NY · IA capacity

Apr 8, 2024 → present
T. Rowe Price Investment Services, Inc.Current
Brooklyn, NY · BD capacity

Apr 8, 2024 → present
Mutual Of Omaha Investor Services, Inc.
IA capacity

Oct 13, 2022 → Sep 7, 2023
Mutual Of Omaha Investor Services, Inc.
BD capacity

Oct 12, 2022 → Sep 7, 2023
Northwestern Mutual Investment Services,llc
IA capacity

Apr 21, 2022 → May 11, 2022
Northwestern Mutual Investment Services, LLC
BD capacity

Apr 6, 2022 → May 11, 2022
Eagle Strategies LLC
IA capacity

Feb 16, 2022 → Mar 14, 2022
Nylife Securities LLC
BD capacity

Dec 22, 2021 → Mar 14, 2022
Northwestern Mutual Investment Services,llc
IA capacity

Jun 3, 2021 → Nov 24, 2021
Northwestern Mutual Investment Services, LLC
BD capacity

May 14, 2021 → Nov 24, 2021
Goldman, Sachs & Co.
BD capacity

Jun 27, 2002 → Nov 12, 2003
Ing Baring Furman Selz LLC
BD capacity

Jul 1, 1998 → Oct 24, 1998
Ing Baring (U.S.) Securities, Inc.
BD capacity

Aug 30, 1996 → Jul 1, 1998

Source & corrections

Where this page comes from

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