Patrick William Casey

CRD 2768492 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chicago, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (12): Arizona · Florida · Illinois · Indiana · Iowa · Kentucky · Michigan · Minnesota · Missouri · Nevada · Texas · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · IA capacity

Sep 22, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · BC capacity

start not retrieved → present
Wells Fargo Advisors
IA capacity

Jan 5, 2004 → Aug 27, 2024
Wells Fargo Clearing Services, LLC
BD capacity

Jan 2, 2004 → Aug 27, 2024
Spc
IA capacity

Aug 20, 2003 → Dec 31, 2003
Sigma Financial Corporation
BD capacity

Aug 20, 2003 → Dec 19, 2003
Wm Financial Services, Inc.
BD capacity

Feb 11, 2003 → Aug 6, 2003
Planco Financial Services, Inc.
BD capacity

Mar 14, 2002 → Jan 29, 2003
American Skandia Marketing, Inc.
BD capacity

Oct 17, 2001 → Mar 15, 2002
First Union Securities, Inc.
BD capacity

Oct 17, 1997 → Oct 11, 2001
Investors Brokerage Services, Inc.
BD capacity

Jul 26, 1996 → Oct 16, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2768492 ↗ FINRA BrokerCheck record for CRD 2768492 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.