Alford Evans

CRD 2773001 · J.P. Morgan Securities LLC · Phoenix, AZ

Broker

Also appears in the source record as: Alford Junior Evans

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): Series 79TOSIESeries 50Series 7Series 52Series 63
Registered states (7): Colorado · District Of Columbia · Florida · Idaho · Louisiana · Maryland · Puerto Rico
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Phoenix, AZ · BC capacity

start not retrieved → present
Wells Fargo Securities, LLC
Chicago, IL · BC capacity

Jan 6, 2011 → Dec 9, 2014
B. C. Ziegler And Company
Chicago, IL · BC capacity

Jun 4, 2009 → Dec 20, 2010
Ubs Securities LLC
Chicago, IL · BC capacity

Nov 8, 2006 → Jun 25, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Apr 1, 2003 → Jun 30, 2006
Citigroup Global Markets Inc.
New York, NY · BC capacity

Apr 11, 2002 → Apr 17, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2773001 ↗ FINRA BrokerCheck record for CRD 2773001 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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