Jennifer Marie Shaw

CRD 2773245 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jennifer Marie Geni; Jennifer Geni; Jennifer Marie Geni-Shaw; Jennifer Geni-Shaw; Jennifer M Shaw

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (5): California · Colorado · Maryland · New Jersey · New York
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2773245 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Oct 21, 2009 → Aug 25, 2021
Citigroup Global Markets Inc.
New York, NY · BC capacity

May 29, 2007 → Jun 30, 2009
Citicorp Investment Services
New York, NY · BC capacity

Oct 18, 1999 → May 29, 2007
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Oct 16, 1996 → Oct 6, 1999

Source & corrections

Where this page comes from

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