Julie Chi-Ching Chen Tung

CRD 2773967 · Wells Fargo Advisors · Millbrae, CA

IA RegisteredBroker

Also appears in the source record as: Julie Chi Ching Chen; Julie Chi-Ching Chen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (9): California · Colorado · Georgia · Hawaii · Illinois · New Jersey · New York · Pennsylvania · Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2773967 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Millbrae, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Millbrae, CA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Millbrae, CA · IA capacity

Jul 16, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
Millbrae, CA · BC capacity

Jul 16, 2007 → Jan 3, 2011
Banc Of America Investment Services, Inc.
Fremont, CA · IA capacity

Aug 17, 2005 → Jan 19, 2006
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

May 4, 2001 → Jan 19, 2006
Citicorp Investment Services
Long Island City, NY · BC capacity

Nov 18, 1997 → May 16, 2001
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Sep 4, 1996 → Nov 11, 1997

Source & corrections

Where this page comes from

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