Ellen Marie Davis

CRD 2774598 · J.P. Morgan Securities LLC · Plymouth, MI

IA RegisteredBroker

Also appears in the source record as: Ellen Davis; Ellen Marie Echeverria; Ellen Marie Farmer; Ellen Marie Rynd

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (32): Alabama · Arizona · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Iowa · Louisiana · Maryland · Michigan · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Plymouth, MI · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Plymouth, MI · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ann Arbor, MI · IA capacity

Oct 2, 2013 → Jun 23, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ann Arbor, MI · BC capacity

Sep 30, 2013 → Jun 23, 2016
Morgan Stanley
Ann Arbor, MI · IA capacity

May 30, 2013 → Sep 26, 2013
Morgan Stanley
Ann Arbor, MI · BC capacity

May 29, 2013 → Sep 26, 2013
Chase Investment Services Corp.
Brighton, MI · IA capacity

Sep 28, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Brighton, MI · BC capacity

Aug 27, 2010 → Oct 1, 2012
J. P. Morgan Securities Inc.
Ann Arbor, MI · IA capacity

Sep 27, 2006 → Oct 1, 2008
J.P. Morgan Securities Inc.
Ann Arbor, MI · BC capacity

Jul 1, 2006 → Oct 1, 2008
Jpmorgan Securities Inc
Ann Arbor, MI · IA capacity

Jul 18, 2000 → Sep 27, 2006
Banc One Securities Corporation
Ann Arbor, MI · BC capacity

Jan 26, 2000 → Jul 1, 2006
Painewebber Incorporated
Weehawken, NJ · BC capacity

Oct 1, 1997 → Jan 28, 2000
First Of Michigan Corporation
Detroit, MI · BC capacity

Sep 24, 1996 → Sep 17, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2774598 ↗ FINRA BrokerCheck record for CRD 2774598 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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