Eric James Quenemoen
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (11)
- Series 57TOSeries 99TOSIESeries 55Series 7Series 10Series 9Series 4Series 24Series 66Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (15)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Edward JonesScottsdale, AZ · IA capacityOct 3, 2019 → Nov 5, 2025
-
Edward JonesScottsdale, AZ · BC capacityOct 3, 2019 → Nov 5, 2025
-
Wells Fargo Clearing Services, LLCScottsdale, AZ · IA capacityMay 23, 2018 → Sep 19, 2019
-
Wells Fargo Clearing Services, LLCScottsdale, AZ · BC capacityMay 23, 2018 → Sep 19, 2019
-
Capital One Advisors, LLCSeattle, WA · IA capacityMar 11, 2013 → Jun 23, 2016
-
Capital One Investing, LLCSeattle, WA · BC capacityMar 11, 2013 → Jun 23, 2016
-
Ashton Garnett Securities, LLCSeattle, WA · BC capacityOct 12, 2011 → Jul 16, 2012
-
FsicSeattle, WA · IA capacityJun 6, 2011 → Jul 20, 2011
-
FsicSeattle, WA · BC capacityJun 6, 2011 → Jul 20, 2011
-
Wells Fargo Investments, LLCSeattle, WA · IA capacityDec 18, 2007 → Jan 3, 2011
-
Wells Fargo Investments, LLCSeattle, WA · BC capacityDec 18, 2007 → Jan 3, 2011
-
Ameriprise Financial Services, Inc.Seattle, WA · IA capacityJul 12, 2007 → Sep 24, 2007
-
Ameriprise Financial Services, Inc.Seattle, WA · BC capacityJun 27, 2007 → Sep 24, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.