Scott J. Penrod

CRD 2776889 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Scott James; Scott J Penrod; Scott James Penrod; Scott Penrod

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 7Series 24Series 10Series 9Series 66Series 63
Registered states (2): California · Florida
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2776889 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jacksonville, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
Jacksonville, FL · BC capacity

Sep 17, 2020 → Jun 8, 2022
Wells Fargo Clearing Services, LLC
Jacksonville, FL · IA capacity

Sep 10, 2020 → Jun 8, 2022
Jhs Capital Advisors, Inc.
Tampa, FL · BC capacity

May 4, 2011 → Jun 15, 2011
Rbc Capital Markets, LLC
St. Petersburg, FL · BC capacity

Jul 25, 2008 → May 4, 2011
Invest Financial Corporation
Tampa, FL · BC capacity

Nov 25, 2005 → Jun 27, 2008
Gunnallen Financial, Inc
Tampa, FL · BC capacity

Sep 27, 2005 → Dec 9, 2005
Citigroup Global Markets Inc.
New York, NY · BC capacity

Apr 19, 2005 → Jun 2, 2005
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Oct 11, 2001 → Apr 27, 2005

Source & corrections

Where this page comes from

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