Carroll Mac Wilson

CRD 2777324 · Wells Fargo Advisors · Beverly Hills, CA

IA RegisteredBroker

Also appears in the source record as: Carroll Mac Wilson Jr.; Carroll Wilson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (11): Alabama · Arizona · California · Florida · Georgia · Louisiana · Massachusetts · Nevada · Pennsylvania · Tennessee · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2777324 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · BC capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
Beverly Hills, CA · IA capacity

Jan 10, 2006 → Aug 25, 2022
U.S. Bancorp Investments, Inc.
Beverly Hills, CA · BC capacity

May 18, 2005 → Aug 25, 2022
Wm Financial Services, Inc.
Los Angeles, CA · IA capacity

Jan 20, 2004 → Dec 4, 2004
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Jan 20, 2004 → Dec 4, 2004
American Express Financial Advisors, Inc.
Los Angeles, CA · IA capacity

Mar 14, 2002 → Jan 16, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Feb 15, 2002 → Jan 16, 2004
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Feb 15, 2002 → Jan 16, 2004
E-W Investments, Inc.
San Gabriel, CA · BC capacity

Feb 5, 1997 → Feb 7, 2002
Vmr Capital Markets US
Beverly Hills, CA · BC capacity

Nov 5, 1998 → Jul 10, 2001

Source & corrections

Where this page comes from

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