Terry Alexander Wheeler

CRD 2778202 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Evansville, IN

IA RegisteredBroker

Also appears in the source record as: Terry Wheeler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 24SIESeries 7
Registered states (35): Alabama · Alaska · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2778202 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Evansville, IN · IA capacity

Jan 16, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Evansville, IN · BC capacity

start not retrieved → present
Investors Capital Corp.
BD capacity

Mar 28, 2007 → Jan 24, 2014
Investors Capital Advisory
IA capacity

Mar 27, 2007 → Jan 24, 2014
Fifth Third Securities, Inc.
IA capacity

Jul 27, 2006 → Apr 12, 2007
Fifth Third Securities, Inc.
BD capacity

Aug 2, 2005 → Apr 12, 2007
Compass Capital Asset Management
IA capacity

Aug 22, 2003 → Jul 13, 2005
Uvest Financial Services Group, Inc.
BD capacity

Aug 20, 2003 → Jul 13, 2005
Natcity Investments, Inc.
IA capacity

Sep 20, 2000 → Sep 10, 2003
Natcity Investments, Inc.
BD capacity

Aug 20, 1996 → Sep 10, 2003
Natcity Insurance Services, Inc.
BD capacity

Jan 4, 1999 → Dec 31, 2001
Liberty Securities Corporation
BD capacity

Aug 3, 1998 → Jan 4, 1999
Independent Financial Securities, Inc.
BD capacity

Jun 12, 1997 → Aug 3, 1998

Source & corrections

Where this page comes from

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