Andrew Paczkowski

CRD 2780554 · Charles Schwab & Co., Inc. · Garden City, NY

IA RegisteredBroker

Also appears in the source record as: Andy Paczkowski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 57TOSIESeries 55Series 7Series 10Series 9Series 4Series 24Series 66Series 63
Registered states (33): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New York · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Garden City, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Garden City, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Garden City, NY · BC capacity

Feb 26, 2018 → May 19, 2024
Td Ameritrade Investment Management, LLC
Garden City, NY · IA capacity

Feb 26, 2018 → Sep 7, 2023
Td Ameritrade, Inc.
Garden City, NY · IA capacity

Feb 27, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Feb 3, 2017 → Feb 26, 2018
Scottrade, Inc.
Brooklyn, NY · BC capacity

Feb 25, 2004 → Feb 26, 2018
Dreyfus Service Corporation
New York, NY · BC capacity

Mar 4, 2003 → Feb 23, 2004
Am Capital LLC
New York, NY · BC capacity

Aug 1, 2002 → Nov 12, 2002
Ndb Capital Markets, LP
New York, NY · BC capacity

Jul 6, 2001 → Jun 28, 2002
Schwab Capital Markets L.P.
Stamford, CT · BC capacity

Mar 18, 1997 → Jul 5, 2001
Monroe Parker Securities, Inc.
Purchase, NY · BC capacity

Nov 11, 1996 → Jan 21, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2780554 ↗ FINRA BrokerCheck record for CRD 2780554 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.