Douglas Alan Brown

CRD 2781203 · Morgan Stanley · Hartford, CT

IA RegisteredBroker

Also appears in the source record as: Douglas A Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 24SIESeries 7
Registered states (31): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Iowa · Louisiana · Maine · Massachusetts · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virgin Islands · Virginia · West Virginia
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2781203 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Hartford, CT · IA capacity

Feb 22, 2022 → present
Wells Fargo Clearing Services, LLC
BD capacity

Oct 7, 2009 → Mar 1, 2022
Wells Fargo Clearing Services, LLC
IA capacity

Oct 7, 2009 → Mar 1, 2022
Wells Fargo Investments, LLC
IA capacity

May 15, 2002 → Oct 7, 2009
Wells Fargo Investments, LLC
BD capacity

Apr 30, 2002 → Oct 7, 2009
Securities Corporation Of Iowa
IA capacity

Apr 10, 2002 → May 2, 2002
Securities Corporation Of Iowa
BD capacity

Oct 24, 1996 → Apr 30, 2002

Source & corrections

Where this page comes from

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