James Craig Schachtel

CRD 2782354 · Pgim, Inc. · North Caldwell, NJ

IA RegisteredBroker

Also appears in the source record as: Jamie Schachtel; James Schachtel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 24Series 99TOSIESeries 3Series 31Series 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2782354 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Pgim, Inc.
Firm CRD: 105676
SEC number: 801-22808
Assets under management: $1.1T as of Apr 28, 2026
Website: www.pgim.com ↗
Phone: 973-367-6335
Firm location: Newark, NJ, 07102

Employment history (5)

From the source registration record · current first

Pgim, Inc.Current
North Caldwell, NJ · IA capacity

Oct 21, 2025 → present
Prudential Investment Management Services LLCCurrent
North Caldwell, NJ · BD capacity

Dec 19, 2023 → present
Lazard Asset Management Securities LLC
BD capacity

Apr 1, 2004 → Nov 28, 2023
Lazard Asset Management LLC
IA capacity

Jun 5, 2003 → Nov 28, 2023
Lazard Freres & Co. LLC
BD capacity

Sep 19, 1996 → Apr 1, 2004

Source & corrections

Where this page comes from

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