Joseph R Agee

CRD 2782762 · Morgan Stanley · Florence, AL

IA RegisteredBroker

Also appears in the source record as: Joseph R Agee III; Joseph Ryan Agee III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 3Series 7
Registered states (28): Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Kansas · Kentucky · Maryland · Michigan · Minnesota · Mississippi · Missouri · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Florence, AL · IA capacity

Mar 5, 2024 → present
Keel Point Capital, LLC
BD capacity

Mar 1, 2019 → Mar 31, 2023
Keel Point, LLC
IA capacity

Mar 1, 2019 → Mar 31, 2023
Morgan Stanley
BD capacity

Jun 1, 2009 → Mar 1, 2019
Morgan Stanley
IA capacity

Jun 1, 2009 → Mar 1, 2019
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Apr 8, 2003 → Apr 2, 2007
Morgan Stanley
IA capacity

Apr 8, 2003 → Apr 2, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Oct 8, 1996 → Apr 14, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 16, 1996 → Apr 14, 2003

Source & corrections

Where this page comes from

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