Sean Patrick Foye

CRD 2786799 · Morgan Stanley · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Sean P Foye; Sean Foye

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66SIESeries 7Series 21Series 25
Registered states (26): Arizona · California · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maine · Massachusetts · Michigan · Minnesota · Montana · New Hampshire · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Vermont · Virginia · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Paramus, NJ · IA capacity

Jun 11, 2015 → present
Ubs Financial Services Inc.
IA capacity

Dec 6, 2007 → Jun 29, 2015
Ubs Financial Services Inc.
BD capacity

Nov 16, 2007 → Jun 29, 2015
Labranche & Co. LLC
BD capacity

Jun 2, 2005 → Jul 24, 2007
Bear Wagner Specialists LLC
BD capacity

Jun 14, 2002 → May 23, 2005
Bear Wagner Specialists LLC
BD capacity

Jun 14, 2002 → Jan 28, 2003
Kv Execution Services LLC
BD capacity

Feb 27, 2001 → Jul 22, 2002
Bear Hunter Specialists LLC
BD capacity

Jan 2, 2001 → Feb 27, 2001
Hunter Specialists, LLC
BD capacity

Oct 1, 2000 → Jan 2, 2001

Source & corrections

Where this page comes from

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