Erin Schornack Dickes
Also appears in the source record as: Erin Dickes
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 63Series 65Series 79TOSIESeries 7
- Registered states (40)
- Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2787956 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Jul 29, 2022 → present
-
Cibc Private Wealth Advisors, Inc.IA capacityNov 8, 2017 → Aug 12, 2022
-
Cibc World Markets Corp.BD capacityOct 31, 2017 → Aug 12, 2022
-
Gnv Advisors, LLCBD capacityNov 14, 2008 → Oct 31, 2017
-
Geneva Advisors, LLCIA capacityNov 3, 2005 → Sep 1, 2017
-
Kenilworth Asset Management, LLCIA capacityNov 5, 2003 → Dec 6, 2006
-
Bancboston Robertson Stephens Inc.BD capacitySep 1, 1998 → Sep 28, 1998
-
Bancamerica Robertson StephensBD capacityOct 1, 1997 → Sep 1, 1998
-
Robertson, Stephens & Company LLCBD capacityOct 11, 1996 → Oct 1, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.